Hiring: VP, Regulatory Finance Company: moomoo Location: Jersey City, NJ Job Posted Time: 2026-09-13 11:35:16 Employment Type: Contract / Remote Target Skills & Keywords : Microsoft Excel, Regulatory Compliance, Revenue Cycle Management, Wealth Management About the job Experience: •5+ years of broker-dealer and FCM FINOP and regulatory reporting experience preferred. Required Skills: •Office Location: Jersey City, NJ/Dallas, TX •This role must be based on the office locations specified in the job description, in line with our in-office work philosophy. Remote work is not available for this position. For more details about our in-office approach and expectations, please reach out to the recruiter. •Maintain responsibility for broker-dealer and FCM financial regulatory compliance. •￮ FOCUS Reports for both SEC/FINRA and CFTC/NFA •￮ Customer Daily Reserve Computations (Rule 15c3-3) •￮ Net Capital Computations (Rule 15c3-1) to be in compliance with SEC and CFTC rules •￮ SSOI, OBS, SIPC, and related regulatory filings •￮ MSB Call Reporting on NMLS and certain state filings Qualifications: •Active Series 3 (National Commodities Futures Examination) & 27 (Financial and Operations Principal) license required. •Bachelor's degree in accounting, Finance, or related discipline required. •￮ FOCUS Reporting for FINRA and FCM •￮ SEC Rule 15c3-1 and Rule 15c3-3 •￮ CFTC Regulations including daily segregation, daily secured, daily swap computation, SIDR filings •In-depth knowledge of broker-dealer and FCM accounting operations, regulatory controls, and financial reporting requirements. •Advanced Microsoft Excel skills, including complex reconciliations, formulas, pivots, and financial analysis. •Demonstrated capacity to manage competing priorities and meet strict regulatory deadlines in a fast-paced environment. •Excellent analytical, organizational, and communication skills. •High attention to detail, accountability, and operational discipline. Compensation: •$200,000 - $250,000 / year Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!