Vice President, Senior Compliance Manager - Regulatory Counsel
Antares Capital LP - New York City Metropolitan Area
Hiring: Vice President, Senior Compliance Manager - Regulatory Counsel Company: Antares Capital LP Location: New York City Metropolitan Area Job Posted Time: 2026-09-13 11:42:28 Target Skills & Keywords : AI, Microsoft Excel, Microsoft PowerPoint About the job Experience: •8-10 years of relevant compliance experience in the asset management industry (private debt experience preferred) •10 years of relevant compliance experience in the asset management industry (private debt experience preferred) Required Skills: •This position is designed for impact and growth, with a path to expand responsibilities over time, including the potential to evolve into a Deputy CCO role. •Assist in the oversight of the firm’s compliance program through development and enhancement of the processes and procedures required to comply and align with all laws, regulatory rules, and relevant firm policies. •Identify potential areas of compliance vulnerability and risk. Develop and implement corrective action plans for resolution of problematic issues and provide general guidance on how to avoid or deal with similar situations in the future. •Assist in management of the firm’s compliance risk assessment that focuses on the identification and evaluation of Compliance risks throughout the company. •Lead and participate in cross-functional teams of internal staff and be responsible for complex projects. •Demonstrated capacity to influence others via a service-minded orientation, build trust and work cross-functionally within the organization and with outside regulatory bodies. •Demonstrated capacity to analyze and evaluate data, forming accurate conclusions and translating insights into action. •Strategic thinking and decision making: Applies strong business and market insight and expertise to shape functional/team strategy, solves complex problems, recommends best practices, makes high quality decisions, anticipates future needs and delivers stakeholder aligned value. Qualifications: •A minimum of 8-10 years of relevant compliance experience in the asset management industry (private debt experience preferred) •Law firm, in-house and/or SEC experience a plus, JD required •Active license to practice law •Proven knowledge and experience in the regulation of registered investment advisers and Business Development Companies. Comprehensive knowledge of US laws applicable to investment advisers, including the Investment Advisers Act of 1940 and Investment Company Act of 1940. •Demonstrated capacity to identify regulatory and compliance issues, propose solutions and raise significant issues to firm leadership. •Strong work ethic and comfortable working in a fast-paced environment while also learning. •Excellent verbal and written communications skills with the ability to understand, simplify and communicate internal and external regulations, risks, laws, and policies in a clear, focused, and concise manner. Ability to tailor communication (verbal and written) to multiple target audiences with different levels of compliance acumen. Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!