Hiring: Trading Compliance Analyst Company: Jain Global Location: New York, NY Job Posted Time: 2026-09-10 11:40:44 Target Skills & Keywords : Regulatory Compliance About the job Experience: •1-3 years of experience along with a demonstrated record of achievement in academic and professional endeavors. •3 years of experience along with a demonstrated record of achievement in academic and professional endeavors. Required Skills: •Jain Global is an innovative multi-strategy investment firm founded in July 2024 by Bobby Jain with over 400 employees operating from offices in New York, Houston, London, Singapore, and Hong Kong, we are looking to add to our growing teams. •Trade Monitoring: Continuously monitor trading activities and transactions to ensure compliance with regulatory requirements and pre-trade controls. Identify and report any anomalies or potential compliance breaches. •Regulatory Compliance: Ensure adherence to all relevant regulations, including SEC, FINRA, CFTC, and other applicable rules. Assist in the preparation and submission of regulatory reports and filings. •Ownership Monitoring: Review automated compliance monitoring reports to identify positions that approach any internal or regulatory limits. •Rule 105 Compliance Monitoring: Regularly review and monitor trading activities to ensure adherence to Rule 105 of Regulation M. Maintain detailed records of compliance checks related to Rule 105 and assist in preparing reports or documentation required for regulatory reviews or inquiries. •Wall Crossing: Handle the wall crossing process to ensure compliance with regulatory requirements and internal policies. •Cross-Departmental Collaboration: Work closely with other departments, such as Trading, Risk, and Operations, to ensure that compliance issues are addressed comprehensively and that defined procedures are being appropriately followed. •Regulatory Updates: Assist with long-term projects to maintain the firm’s high standards of compliance with new and existing regulations. Qualifications: •Prior experience in paralegal work, accounting, financial operations, compliance, or investment management is beneficial but not required. •Strong problem-solving abilities. Attention to detail and the capacity to manage multiple tasks efficiently. •Excellent written and verbal communication skills. •High level of professionalism and integrity. Ability to handle confidential information with discretion. Compensation: •$90,000 - $100,000 / year •Competitive benefits and rewards package •Jain Global offers a total compensation package which includes a base salary, discretionary bonus, and comprehensive benefits Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!