Hiring: Trade Specialist Company: Integrity Location: Des Moines, IA Job Posted Time: 2026-09-10 13:26:40 Target Skills & Keywords : Financial Planning, Series 7 About the job Experience: •2-4 years of prior financial services experience Required Skills: •This position will have supervisory responsibility of Brokers International Financial Services, LLC registered representatives and investment advisory representatives. The Trade Review Principal (TRP) will need industry knowledge and operational experience related to suitability and trade review along with time management and organizational skills. •Essential Job Functions, Other Duties Assigned •Provide Principal review and approval of transactions while working within firm’s established suitability guidelines and time frames. •Provide Principal review and approval on variety of business types: mutual funds, annuities, variable life insurance, 529 plans, financial planning, alternative investments (REITs and DPPs), advisory and brokerage transactions. •Reviewing brokerage and advisory accounts held through our clearing firms to ensure that the account opening process follows all company guidelines. •Conduct ongoing customer account reviews to detect potential sales abuses. •Maintain product knowledge. •Provide education and training to representatives concerning regulatory, corporate and legal requirements, general product offerings, licensing issues as well as internal processes & procedures. Qualifications: •Advanced technical knowledge and advanced understanding of broker-dealer and RIA business processes. •Thorough understanding of rules, regulations and legal requirements of the SEC, FINRA, MSRB, AML and state securities regulators. •Product knowledge in variable life, variable annuities, mutual funds, managed accounts, financial planning, and securities. •Strong conceptual skills with an ability to deliver big ideas that drive results •Exceptional written and verbal communication skills •Four year college or university program certificate; or equivalent combination of education and experience. •FINRA Series 7, 24, 65/66 required. Series 4 and 53 required within 6 months. Insurance and securities license(s) in state(s) of operation for life, health, and variable annuity may be required. •Is one of the nation’s leading independent distributors of life, health and wealth insurance products. With a strong insurtech focus, we embrace a broad and innovative approach to serving agents and clients alike. •Is driven by a singular purpose: to help people protect their life, health and wealth so they can prepare for the good days ahead. Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!