Hiring: Senior Underwriting Associate Company: Robinhood Location: Denver, CO Job Posted Time: 2026-09-10 13:39:17 Target Skills & Keywords : Capital Markets, Program Management, Series 24, Spark About the job Experience: •7 years of experience in equity underwriting operations, investment banking compliance, or capital markets Required Skills: •This role is the firm's registered representative across both functions — overseeing firm-commitment underwriting activity and the distribution of new issues to retail customers — responsible for daily processing, compliance controls, and regulatory engagement across the end-to-end lifecycle of a deal. •Guide deal execution from due diligence through pricing, allocation, and settlement on the underwriting side. Qualifications: •You hold FINRA Series 79 licenses (Series 24 strong preferred as well) •You have 4–7 years of experience in equity underwriting operations, investment banking compliance, or capital markets •You demonstrate knowledge of FINRA Rules 5110, 5130, 5131, and 3110 in practical application •You have experience supervising retail distribution of new issues or selling-group activity — or equivalent exposure to allocation governance and communications supervision •You bring strong experience in compliance operations, reporting, and supervisory program management Compensation: •$149,000 - $175,000 / year •Performance-driven compensation with multipliers for outsized impact, bonus programs, equity ownership, and 401(k) matching Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!