Hiring: Senior Supervisory Control Specialist Company: Wells Fargo Location: St Louis, MO Job Posted Time: 2026-09-17 10:25:53 Target Skills & Keywords : Quality Assurance, Risk Management, Series 24, Series 7 About the job Experience: •4+ years of Supervisory Control, Risk Management Consulting, Property or Casualty Insurance, Insurance Brokerage experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education Required Skills: •In This Role, You Will Qualifications: •US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7, 9/10 (or 24 where applicable), and 63 (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration •Proficient with compliance and supervision tools such as Adtrack, Broadridge, Engage, MyMarketing, Proofpoint, and Scout for monitoring and reporting activities. •Strong time management skills with the ability to prioritize multiple tasks and meet deadlines in a fast-paced environment. •Expertise in social media compliance including reviewing profiles and interactive content for adherence to firm policies and regulatory standards. •Demonstrated ability to lead risk management initiatives, identify supervisory and human capital risks, and implement effective controls across regions. •Collaborative mindset with experience partnering across supervision, legal, compliance, human resources, credit, risk, and leadership teams to resolve escalations and mitigate risks. •Strong verbal, written, and interpersonal communication skills •For this role, the Series 24 may be used in place of the Series 9/10 requirement. •This position is not eligible for Visa sponsorship Compensation: •$87,000 - $140,000 / year Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!