Hiring: Senior Reg Policy Specialist, Regulatory Company: FINRA Location: Washington, DC Job Posted Time: 2026-09-13 12:59:45 Employment Type: Full-time / Hybrid Target Skills & Keywords : Capital Markets, Fixed Income, Microsoft Excel, Project Management About the job Required Skills: •Responds to general inquiries regarding FINRA rules and procedures from other departments and the general public. These inquiries require a substantial knowledge base of rules and procedures. •Assists Legal Support Manager with interviewing, training, and supervision of regulatory analyst staff, as needed. •Takes minutes or notes for various committee and other meetings. •May assist the Fixed Income Regulation Group or Appellate Group with research or other projects, and performs other tasks as assigned. Qualifications: •Bachelor’s Degree and a minimum of seven years of directly relevant experience; or an equivalent combination of education and experience. •Postgraduate courses or degree is desirable. •Excellent interpersonal and written communication skills. •Knowledge of federal securities laws, and advanced knowledge of FINRA rules, regulations and procedures strongly preferred. •Solid functional working knowledge of tracking and reporting systems. Proficiency with Microsoft Word, Excel, Access, Lexis and Westlaw. •Hybrid work environment, with defined in-person presence requirements. •CO/FL/TX: Minimum Salary $97,700, Maximum Salary $176,100 •IL/PA: Minimum Salary $107,500, Maximum Salary $194,100 •MA/MD/VA/Washington, DC: Minimum Salary $112,300 Maximum Salary $202,500 •NY/NJ: Minimum Salary $112,300, Maximum Salary $211,400 Compensation: •Employees may be eligible for a discretionary bonus in addition to base pay Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!