Hiring: Senior Compliance Officer Company: Franklin Templeton Location: New York, NY Job Posted Time: 2026-09-10 11:26:04 Employment Type: Hybrid Target Skills & Keywords : CFA, Capital Markets, Portfolio Management, Regulatory Compliance About the job Experience: •8 years of compliance experience within an investment adviser, asset manager, private fund manager, ETF sponsor, or similar financial institution. Required Skills: •The successful candidate will support the firm's compliance program across registered private equity funds, private debt funds, and exchange-traded funds (ETFs), ensuring adherence to applicable regulatory requirements and internal policies. •This role will work closely with investment, operations, legal, product, and distribution teams to identify, assess, and mitigate compliance risks while supporting the continued growth of the firm's investment platform. •How You Will Add Value Qualifications: •Operational familiarity with Form ADV, SEC examinations, and compliance surveillance tools. •Knowledge of marketing rule requirements and private fund regulations. •Professional certifications such as CFA, CPA, JD, IACCP, or equivalent. •The position will work a hybrid schedule in one of our following offices 3 days/week. •Boston, New York, Philadelphia, Baltimore, St. Petersburg •Highlights Of Our Benefits Include •Paid Time Off: Three weeks of PTO in your first year •Health Coverage: Competitive medical, dental, and vision insurance to support your well-being •Retirement Savings: 401(k) plan with an 85% company match on pre-tax and/or Roth contributions, up to IRS limits Compensation: •$150,000 - $200,000 / year •Competitive benefits and rewards package Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!