Hiring: Senior Compliance Counsel - Investment Advisory Company: Edward Jones Location: St Louis, MO Job Posted Time: 2026-09-10 13:06:44 About the job Experience: •8 years required, 10 years preferred, of legal and/or compliance experience with deep subject matter expertise of federal and state securities laws relevant to investment advisers and retail investment advisory offerings. •At least 8 years required, 10 years preferred, of legal and/or compliance experience with deep subject matter expertise of federal and state securities laws relevant to investment advisers and retail investment advisory offerings. Required Skills: •With significant autonomy, use seasoned judgment to provide advice and guidance on prominent and complex strategic initiatives to a diverse group of stakeholders, including senior executives, regarding a wide range of compliance, regulatory, and business matters to ensure the firm meets its obligations to clients and regulators. •Assist in the design, oversight, and enhancement of the firm's investment advisory compliance program to prevent, detect, and promptly address compliance matters that are materially impactful to the firm and its affiliates. •Effectively partner and communicate with leaders and senior executives in investigating and resolving complex and ambiguous compliance, regulatory, and other issues involving the firm's investment advisory business •Partner with business areas and service providers to ensure compliance with federal and state securities laws and regulations and internal policies and procedures relevant to the firm's investment advisory business. •Communicate effectively with other compliance professionals, attorneys, associates and leaders. •Demonstrate significant knowledge of laws, rules, and regulations impacting investment advisory offerings, including, but not limited to, the Investment Advisers Act •Oversee and provide guidance to leadership of various departments on: (a) compliance with relevant regulatory requirements, including laws, rules, and regulations; and, (b) the design, implementation and operation of the firm's investment advisory compliance program. •Lead assessments of policies, procedures, and controls Qualifications: •Requires J.D. and license that is active and in good standing Compensation: •$144,000 - $245,100 / year Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!