Senior Compliance Analyst (Series 24)

Equitybee - Palo Alto, CA

Hiring: Senior Compliance Analyst (Series 24) Company: Equitybee Location: Palo Alto, CA Job Posted Time: 2026-09-10 11:36:03 Employment Type: Hybrid Target Skills & Keywords : REST, Series 24, Series 7, Slack About the job Experience: •4+ years of broker-dealer compliance or supervisory experience Required Skills: •Working closely with Legal and the broker-dealer’s designated CCO, the analyst will execute core supervisory and compliance processes across communications review and surveillance, investor onboarding and transaction review, private-placement due diligence, WSP testing, books and records, and regulatory readiness. Compensation: •Healthcare & Dental Coverage | We offer comprehensive plans for healthcare, dental, vision, monthly wellness, FSA/HSA Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!