Hiring: Senior Auditor - Capital Markets Company: U.S. Bank Location: Atlanta, GA Job Posted Time: 2026-09-10 10:18:58 Target Skills & Keywords : Capital Markets About the job Experience: •5 years of experience in audit, risk management, compliance, consulting, or related financial services functions. Required Skills: •Assist with risk-based audit planning activities for Capital Markets and broker-dealer processes. •Support walkthroughs, process documentation, control identification, and risk assessment activities. •Perform research on assigned business areas, products, processes, regulations, and emerging risks. •Contribute to continuous monitoring activities by gathering and summarizing relevant business, control, and risk information. •Execute assigned audit procedures, including control design assessment, control testing, substantive testing, and validation activities. •Document audit work clearly, accurately, and in accordance with CAS methodology and internal quality expectations. •Identify potential control gaps, testing exceptions, or documentation issues and escalate them to audit project leadership. •Assist with drafting audit observations, issue support, and report content under the direction of audit management. Qualifications: •Bachelor’s degree or advanced degree, or equivalent relevant work experience. •Typically more than 5 years of experience in audit, risk management, compliance, consulting, or related financial services functions. •Foundational understanding of internal controls, risk management, audit methodology, or regulatory expectations. •Demonstrated ability to execute assigned work, manage deadlines, and produce clear documentation in a professional environment. •Exposure to Capital Markets, broker-dealer, trading, investment banking, institutional sales, prime brokerage, research, operations, risk, compliance, or related financial services activities. •Public accounting, advisory, or consulting experience with a Big 4, national, or recognized professional services firm is a plus. •Interest in developing knowledge of Capital Markets products, front-to-back operating models, supporting technology platforms, and related risk and control frameworks. •Strong analytical, critical thinking, and problem-solving skills. •Strong written and verbal communication skills, including the ability to summarize issues and testing results clearly. •Demonstrated capacity to work effectively in a team environment and collaborate with stakeholders across business, risk, compliance, operations, technology, and audit. Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!