Hiring: Senior Associate, Trading Operations (Broker Dealer) Company: Gemini Location: New York, NY Job Posted Time: 2026-09-03 11:15:37 Employment Type: Remote Target Skills & Keywords : Microsoft Excel, SQL, Series 7, Web3 About the job Experience: •4+ years of experience in brokerage or trade operations at a broker-dealer, exchange, or clearing firm Required Skills: •Senior Associate, Trading Operations (Broker Dealer) •Execute daily trade operations workflows, including cash, position, and trade reconciliations, ensuring operational procedures and risk controls are followed and properly documented •Ensure timely, accurate settlement of trades and client allocations; investigate and resolve trade breaks (client-side and street-side) •Maintain accuracy of positions, cash balances, and broker/clearing data across firm systems •Monitor and process mandatory and voluntary corporate action events, including dividends, interest payments, and splits •Support account maintenance and review of new and existing account activity for trading eligibility •Partner with Compliance, Finance, Product and Engineering teams to support regulatory reporting, trade surveillance, and system enhancements •Identify and escalate operational risk issues; contribute to process improvement and control documentation Qualifications: •Bachelor's degree in Finance, Economics, or a related quantitative field •Solid functional working knowledge of the FINRA/SEC regulatory framework applicable to broker-dealers •Strong attention to detail and reconciliation/analytical skills •Intermediate or advanced in Excel/GoogleSheets and comfort working within trading and clearing systems •Intermediate skills in SQL and managing large data sets •FINRA Series 99 required (or ability to obtain within 90 days of hire) •FINRA Series 7 and Series 63 preferred •It Pays to Work Here Compensation: •$99,400 - $142,000 / year •Flexible work environment (work from home / hybrid options) Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!