Senior Associate Director, Distribution Compliance

Janus Henderson Investors - Denver, CO

Hiring: Senior Associate Director, Distribution Compliance Company: Janus Henderson Investors Location: Denver, CO Job Posted Time: 2026-09-10 12:15:27 Employment Type: Hybrid Target Skills & Keywords : Risk Management, Series 7 About the job Experience: •10+ years of experience in financial services, with significant focus on marketing/advertising compliance Required Skills: •FINRA SIE, Series 7, and 24 registrations required •10+ years of experience in financial services, with significant focus on marketing/advertising compliance •Deep knowledge of SEC, FINRA, CFTC regulations, including considerations related to CPO oversight •Strong ability to manage multiple priorities and deliver high-quality work in a fast-paced environment •Excellent written and verbal communication skills, with strong attention to detail •Operational familiarity with global or multi-jurisdictional compliance frameworks •Advanced knowledge of workflow governance or system configuration •Leadership development programs Qualifications: •Bachelor's degree or equivalent Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!