Hiring: Senior Analyst, Operational Risk Company: RBC Location: Minneapolis, MN Job Posted Time: 2026-09-10 07:42:04 Employment Type: Full-time About the job Experience: •7 years of experience in operational risk, compliance, or legal within wealth management or financial services Required Skills: •Operational Risk Event Management •Research and input Operational Risk Events (OREs), conducting root cause analyses as needed •Gather and validate information provided by business to ensure compliance with Enterprise ORE Standard •Escalate material OREs in accordance with the Enterprise ORE Standard and RBC Combined U.S. Operations (CUSO) Escalation Standard •Control Management •Develop and maintain business control inventory by identifying, documenting, and updating controls and control language in accordance with the Enterprise Internal Control Management Standard •Act as a liaison between business and functional group partners throughout the control lifecycle •Assist Control Owners and delegates with the completion of non-key control evaluations Qualifications: •Quality assurance experience within the financial services industry. •JD, MBA, or other advanced degree •SIE; Series 7; Series 63/65 or 66; and Series 9/10 or Series 24 •US wealth management broker-dealer risk and/or compliance experience •What’s in it for you? •We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual. •A comprehensive Total Rewards Program include competitive compensation and flexible benefits, such as 401(k) program with company-matching contributions, health, dental, vision, life, disability insurance, and paid-time off. •Leaders who support your development through coaching and managing opportunities. •Demonstrated capacity to make a difference and lasting impact. •Work in a dynamic, collaborative, progressive, and high-performing team. Compensation: •$70,000 - $130,000 / year Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!