Hiring: Senior Advisor, GEIB Compliance Company: Raymond James Location: St. Petersburg, FL Job Posted Time: 2026-09-10 13:44:25 Employment Type: Hybrid Target Skills & Keywords : Project Management, Risk Management About the job Experience: •At Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firm's core values of client-first, integrity, independence and a conservative, long-term view. •We Expect Our Associates At All Levels To Grow professionally and inspire others to do the same •Interface directly with and through others to achieve desired outcomes •Make prompt, pragmatic choices and act with the client in mind •Take ownership and hold themselves and others accountable for delivering results that matter Required Skills: •Contributes to the development and maintenance of compliance programs, systems, policies, and procedures to ensure compliance with applicable regulations. •Contributes to the design, implementation and execution of a comprehensive risk-based monitoring and testing program across all applicable policies and procedures. •Provision of both written and oral advice to a broad range of stakeholders by applying subject matter expertise, identifying risk considerations as appropriate. •Involvement in risk reviews, audits, examinations, due diligence, and regulatory change processes. •Fostering positive business relationships with stakeholders across the firm. •Preparation of reports, presentations, and regulatory submissions •Provision of training to coverage areas as required •Performs other duties and responsibilities as assigned. Qualifications: •Concepts, practices, and procedures of securities industry compliance, including three-lines of defense model, information barriers, and the management of conflicts of interest. •Financial markets and products, in particular research products and investment banking transactions structures and processes. •Skill In Assimilating information and identifying relevant considerations for analysis. •Determining and applying relevant regulation, policies and procedures to ascertain obligations. •Provision of accurate and timely advice to stakeholders. •Written and verbal communications skills sufficient to professionally address a wide and varied audience both internally and externally. •Preparing both oral and written reports, presentations, and regulatory submissions. •Project management skills and experience sufficient to successfully complete long and short-term projects. •Operating standard office equipment and using required software application to produce correspondence, reports, electronic communication, spreadsheets, and databases. •Demonstrated capacity to Work under pressure on multiple tasks concurrently, manage those delegated; and meet deadlines in a fast-paced work environment with frequent interruptions and changing priorities. Compensation: •$75,000 - $90,000 / year Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!