Hiring: Security Operations Analyst Company: Phillip Capital Inc. Location: Dallas, TX Job Posted Time: 2026-09-12 11:41:14 Employment Type: Hybrid Target Skills & Keywords : Microsoft Excel, Microsoft Office, Python, Regulatory Compliance, SQL, Series 7 About the job Experience: •5+ years’ experience in a self-clearing broker-dealer with focus around securities and options. Required Skills: •We are seeking highly motivated, hands-on •) at all levels to work within our •To execute core operational functions. This role is ideal for someone who thrives in a “roll-up-your-sleeves” environment, where building, improving, and directly managing processes is essential. This individual will play a critical role in ensuring operational excellence, regulatory compliance, and scalable infrastructure as the firm grows. •Assist with the expansion of the securities and options trading, clearing, and custody offering to new and existing clients, with a focus on custodian services, operating and supervisory procedures, and daily reconciliations. •Execute daily tasks related to clearing, settlement, pledging, exercise & assignment, expiration processing, corporate actions, and position transfers. •Domain expertise to identify, analyze, and resolve securities and option trade settlement breaks. •Partner cross-functionally with front office, compliance, and technology teams. •Maintain adherence to regulatory requirements (FINRA, OCC, SEC, DTCC etc.). Qualifications: •Knowledge of Regulation T, FINRA Rule 4210, SEC Rule 15c3-3, and 15c3-1, Rule 6. •Strong analytical skills and ability to recognize and mitigate issues with process and tools. •Strong knowledge of SEC, FINRA, and OCC rules and regulations. •A strong level of proficiency in Microsoft Office products, especially Excel. •Demonstrated capacity to efficiently handle a multitude of tasks while maintaining a low error rate. •Working experience with SQL, Python, Power Automate or other no/low-code solutions preferred. •Strong attention to detail, time management, and solid communication/organization skills. •Absolute integrity and ability to recognize and learn from mistakes. •To be considered for this position, please apply via LinkedIn or submit a resume directly to careers@phillipcapital.com with “Securities Operations” in the subject line. Phillip Capital Inc. will not consider candidates sent by recruiters for this position. Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!