Securities Enforcement Auditor I
Illinois Secretary of State - Chicago, IL
Hiring: Securities Enforcement Auditor I Company: Illinois Secretary of State Location: Chicago, IL Job Posted Time: 2026-09-11 12:59:45 Target Skills & Keywords : HTML, Regulatory Compliance About the job Experience: •Requires knowledge, skill and mental development equivalent to completion of four years of college with courses in accounting, business, bookkeeping, economics or related field plus one year of professional related experience or completion of an approved Governmental Career Trainee program. Required Skills: •Prepares reports of review or examination findings and recommends departmental action to the Securities Enforcement Auditor II based on these findings, using effective automation techniques. •Reviews firm's periodic new capital computations to determine whether proper methodology was employed in making the computation and whether the firm is complying with the new capital requirements, if required; reviews firm's periodic financial statement filed with the Department to determine compliance with the Illinois Securities Law. •Assists Auditors, attorneys and investigators by reviewing financial and other records of investigative subjects, analyzes data and develops evidentiary conclusions and prepares accurate written reports. •Testifies in administrative, civil and criminal proceedings for cases. •Performs other duties as required or assigned. Qualifications: •Requires working knowledge of the principles and concepts of accounting. •Requires ability to conduct reviews and examinations and to write reports on findings. •Requires ability to examine books and records and to assist in investigations of industry sales practices. •Requires ability to express ideas clearly and accurately, both orally and in writing •Requires possession of a valid Illinois driver's license. •Requires proof of automobile liability insurance as required by State law. •Requires willingness to travel extensively. •Requires possession of a valid Illinois Driver’s License. •Requires ability to lift/carry up to 25 lbs. •To apply by completing the online application; you may also upload a resume or other attachments as needed Compensation: •$4,836 - $8,553 / year Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!