Hiring: Regulatory Operations Analyst Company: Raymond James Location: Southfield, MI Job Posted Time: 2026-09-10 10:56:28 Employment Type: Remote Target Skills & Keywords : AI, Microsoft Excel, Regulatory Compliance, Risk Management, Stakeholder Management About the job Experience: •Securities operations and reporting impacts •Knowledge of FINRA, SEC, and exchange regulatory requirements. •Demonstrated capacity to work independently while managing multiple priorities in a fast-paced regulatory environment. Required Skills: •This hybrid-friendly position offers the flexibility of remote work combined with the benefits of in-person collaboration, requiring three days per week in our Southfield, MI or Memphis, TN office •Large Options Position Reports (LOPR) •Other regulatory reporting obligations assigned •Monitor reporting quality and identify, research, and resolve exceptions and data discrepancies. •Partner with Brokerage Operations, Trading, Compliance, Technology, and Legal teams to address reporting issues and improve data quality. •Evaluate new and changing regulatory requirements and support implementation efforts across impacted business areas. •Participate in regulatory examinations, audits, and inquiries from FINRA, SEC, and other regulatory bodies. Qualifications: •Bachelor’s: Accounting, Bachelor’s: Finance, High School (HS) (Required) Compensation: •Flexible work environment (work from home / hybrid options) Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!