Hiring: Registered Client Associate Company: D.A. Davidson Companies Location: Everett, WA Job Posted Time: 2026-09-14 11:17:33 Target Skills & Keywords : Microsoft Excel, Series 66, Series 7 About the job Experience: •87 years! As an employee-owned company, our success is driven by our high standards of business ethics, integrity and the belief that our Associates are our most important assets. We hope you will consider joining us! •Over 87 years! As an employee-owned company, our success is driven by our high standards of business ethics, integrity and the belief that our Associates are our most important assets. We hope you will consider joining us! Required Skills: •Provide exceptionally professional and courteous customer service supporting client satisfaction including effectively articulating certain requirements in a regulatory environment •Adherence to all Branch, Firm and Compliance policies, procedures, rules and regulations •Review, maintain and process account documents and information - Inform FA of meaningful information and activities related to client accounts and transactions including suspicious activity •Assist FA with comprehensive financial plans for current and prospective clients •Assist FA in developing and implementing periodic client mailings, communications and events •Facilitate the transfer of client funds and/or securities and the issuance of checks upon request •Enter orders to include buy/sell stock and bond trades, sell stop orders, option and margin trades and mutual funds •Provide administrative support, including but not limited to phone, correspondence, appointments, filing and other projects as assigned by the FA and/or Branch Manager Qualifications: •Successful completion of the (SIE) Securities Industry Essentials and FINRA General Securities Representative (Series 7) Exam and Uniform Securities State Law Exam (Series 66 [or Series 63/65]) or the ability to obtain licensing is required •Significant knowledge of the securities industry, its operations and products to include stocks, bonds, margin accounts, options, mutual funds, annuities and insurance products •At least two years previous experience as a Registered Client Associate •Solid technology skills (Microsoft Word, Excel and Outlook). Experience with Thomson ONE, Envestnet, CRM, Money Guide Pro preferred •Excellent communication (written and verbal), problem solving and client service skills •Strong attention to detail and accuracy including the ability to perform semi-advanced math •Proven ability to manage multiple demands and competing priorities in a deadline-oriented environment •Demonstrated capacity to maintain regular, predictable attendance and to work overtime as needed Compensation: •$55,000 - $65,000 / year •Competitive benefits and rewards package Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!