Hiring: Private Fund Compliance Director Company: JCW Group Location: New York City Metropolitan Area Job Posted Time: 2026-09-11 11:40:44 About the job Experience: •8+ years of compliance, legal, or regulatory experience within private funds, asset management, investment advisory, or financial services. Required Skills: •Lead the design, implementation, and ongoing enhancement of the firm’s compliance program for private funds and adviser operations. •Provide subject matter expertise on the Investment Advisers Act of 1940 and related regulatory requirements applicable to private fund advisers. •Oversee the preparation, review, and timely filing of Form ADV and other regulatory filings, amendments, and disclosures. •Manage the firm’s response to SEC examinations, including exam readiness, document production, internal coordination, and remediation efforts. •Develop, maintain, and update compliance policies and procedures to address regulatory requirements and business risks. •Advise senior management, investment professionals, and operational teams on compliance matters affecting fund formation, marketing, trading, valuation, and investor communications. •Conduct compliance risk assessments and monitoring activities to identify gaps and strengthen controls. •Oversee annual compliance reviews and support the delivery of compliance testing and surveillance programs. Qualifications: •Bachelor’s degree required; advanced degree or relevant professional certification preferred. •Deep expertise in the Investment Advisers Act of 1940 and its application to private fund advisers. •Strong hands-on experience preparing, reviewing, and managing Form ADV filings and amendments. •Demonstrated success leading or supporting SEC examinations, including exam preparation, regulator communications, and follow-up remediation. •Strong knowledge of private fund structures, adviser compliance obligations, and industry best practices. Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!