Hiring: Operations New Accounts Principal Company: Independent Financial Group, LLC Location: San Diego, CA Job Posted Time: 2026-09-10 11:44:08 Employment Type: On-site Target Skills & Keywords : Financial Planning, Regulatory Compliance, Series 7, Wealth Management About the job Experience: •3+ years of prior industry experience required. Required Skills: •Review and approve new account documentation for accuracy, completeness, and regulatory compliance. •Partner with Operations leadership, Supervision, and Compliance to resolve issues or exceptions. •Monitor accounts for potential red flags or suspicious activity and escalate as appropriate. •Stay current on industry regulations, firm policies, and updates that impact account opening. •Maintain and update procedure guides to ensure adherence to internal policies and regulatory requirements. •Deliver a high standard of service to IFG investment professionals and their staff by assisting with client account inquiries. •Build and maintain positive relationships with advisors, their staff, and internal departments, grounded in trust and collaboration. •Communicate clearly and professionally in all phone and email interactions. Qualifications: •FINRA Series 7 and 24 licenses required. •Strong attention to detail with the ability to thoroughly review and identify discrepancies in account documentation. •Capable of evaluating and escalating potential risks and red flags. •Proven ability to manage a high volume of account approvals while maintaining accuracy and compliance. •Performs effectively under pressure and meets tight deadlines with consistency. •Collaborative mindset with a focus on building strong partnerships across departments. Compensation: •Competitive benefits and rewards package Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!