Hiring: Noviam Investment Advisor - (New York City Based) Company: Noviam Inc Location: New York, NY Job Posted Time: 2026-09-12 11:42:01 Employment Type: Full-time / Remote Target Skills & Keywords : CFP, Financial Planning, Series 66, Series 7, Wealth Management About the job Experience: •0–2 years in financial services •Series 66, continuing education, CFP® / ChFC® support Required Skills: •Lead client progress reviews, with a Lead Advisor alongside you until you no longer need one. •Build your own pipeline. •Referrals, introductions, seminars and community engagement — the foundation of the book you'll own. •Prepare agendas and materials, run the follow-up, track every relationship's next step so nothing falls through. •On account opening, transfers and maintenance, and process service paperwork accurately from start to finish. •Detailed, current and compliant data in CRM and planning software. •Communicate proactively, so clients never have to chase you for an answer. •Translate strategy into plain English. Qualifications: •These are hard requirements. We review every application that meets them. •At least 2 years of professional experience in financial services: investment advisory, wealth management, brokerage or retirement planning, in a client-facing or client-support capacity. •Securities Industry Essentials exam passed. •Active registration, or eligible for reinstatement under FINRA's Maintaining Qualifications Program. Please include your CRD number when you apply. •Sponsored and to be earned within 90 days of hire. Already hold the Series 66, or the 63/65 pair? You skip this step. •Bachelor's degree, or equivalent skills and work experience. •In-office, New York, NY, five days a week. This role is not remote or hybrid. •Authorization to work in the United States, and a clean regulatory record. U4 disclosures reviewed case by case. Compensation: •$60,000 - $80,000 / year Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!