Manager, U.S. Compliance Audit
Scotiabank - Global Banking and Markets - Dallas, TX
Hiring: Manager, U.S. Compliance Audit Company: Scotiabank - Global Banking and Markets Location: Dallas, TX Job Posted Time: 2026-09-03 11:12:40 Target Skills & Keywords : Capital Markets, Derivatives, Fixed Income, Microsoft Excel, Microsoft PowerPoint, Risk Management About the job Experience: •100 years. Scotiabank’s strong U.S. presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas and the world. •5 years’ experience in Compliance, Audit, consulting, or Regulatory body •Over 100 years. Scotiabank’s strong U.S. presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas and the world. •At least 5 years’ experience in Compliance, Audit, consulting, or Regulatory body Required Skills: •Leads and drives a customer focused culture throughout their team to deepen client relationships and leverage broader Bank relationships, systems, and knowledge •Maintain a thorough understanding of the business, risks, and processes for assigned areas and provide effective guidance to the audit teams •Ensure internal control weaknesses are identified, errors are quantified as applicable, associated impact is defined, documented and reported, the identified issues are clearly understood and the appropriate actions are taken by management •Ensure audit reports are written to a consistent high standard of quality and are finalized/released within established metrics •Ensure audit findings are adequately documented in the Audit Issues Tracking Database •Ensure Teammate working paper files are reviewed timely and the audit work is documented according to the established standards •Maintain effective communication with stakeholders including appropriate handling of conflicts and issue resolution Qualifications: •Excellent knowledge of Compliance (non-AML) laws, regulations, guidance, and regulatory expectations •Knowledge of auditing concepts and techniques •Well-developed judgment, management, decision-making and problem-solving skills •Strong written and verbal communication skills •Expert time management skills with the ability to take on multiple projects at one time •Excellent work paper documentation skills (i.e., thorough/detail-oriented) •The ability to work independently and within a team environment •Highly proficient use of Word, Excel, and PowerPoint •If your experience is closely related but doesn’t align perfectly with every qualification, we do encourage you to apply - you might be the right candidate for this or other roles at Scotiabank! •At Scotiabank, every employee is empowered to reach their fullest potential, respected for who they are and, embraced for their differences. That’s why we work to grow and diversify talent and engage employees in a performance-oriented culture. Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!