Hiring: Manager of Operations and Compliance Company: Clearwater Capital Partners Location: Hoffman Estates, IL Job Posted Time: 2026-09-10 11:41:13 Target Skills & Keywords : Portfolio Management, Wealth Management About the job Experience: •3+ years of proven experience in operations management and financial services industry. Required Skills: •Lead and manage the operations team, providing guidance, hands-on support, and fostering a positive work environment. •Continuously evaluate operational performance metrics, identifying areas for improvement and implementing corrective actions. •Supervise ongoing maintenance of client accounts, ensuring accuracy while delivering the highest level of customer service. •Utilize tools and technologies that enhance efficiency, productivity, and support effective client management and compliance with company policies. •Partner cross-functionally with other teams, such as investment advisory and portfolio management, to ensure seamless integration of operations across the organization. •Stay up-to-date with industry best practices, regulatory changes, and technological advancements, incorporating them into operational processes and systems. •Conduct and document regular internal audits and reviews to assess compliance with policies and procedures, providing recommendations for corrective actions where necessary to the Chief Compliance Officer. •Oversee the preparation and submission of regulatory reports and filings in coordination with the Chief Compliance Officer. Qualifications: •Bachelor's degree in finance, business administration, or related field. MBA or relevant professional certification is a plus. •Strong knowledge and background working with SEC regulatory requirements and compliance programs. •Excellent leadership and people management skills, with proven ability to motivate and develop teams. •Exceptional analytical and problem-solving abilities, with meticulous attention to detail. •Strong communication and interpersonal skills, with the ability to collaborate effectively with cross-functional teams. •Demonstrated success in implementing process of improvements and optimizing operational efficiencies. •Proficiency in using relevant software and systems, such as CRM platforms, portfolio management tools, and compliance-related software and tools. •Demonstrated capacity to work in a fast-paced environment, prioritize tasks, and meet deadlines. •High level of integrity and adherence to ethical standards. Compensation: •Competitive benefits and rewards package •Competitive compensation package with bonus opportunity Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!