Hiring: Legal & Compliance Department-Compliance Monitoring and Testing Group (CMTG) AVP Company: Bank of China USA Location: New York, NY Job Posted Time: 2026-09-12 12:41:16 Target Skills & Keywords : Regulatory Compliance About the job Experience: •5 years of work experience in Compliance Testing, Audit or equivalent area within financial services industry Required Skills: •Perform compliance testing of the bank’s compliance controls, identify issues and make recommendations, and report the result. •Identify potential compliance risks and recommend resolutions and/or escalate to appropriate individuals to determine if further investigate is deemed necessary. •Develop test scripts corresponding to scope of the review under supervision of a lead tester. •Assess the design and operating effectiveness of the tested controls. •Partner cross-functionally with business lines to develop remediation plans to resolve control weaknesses identified in reviews. •Track and validate the implementation of remedial actions submitted by the remedial action owners to verify that issues were remediated. Follow up with business owners as necessary. •Participate in preparation of review reports for Management that highlights the scope, testing approach and results of compliance reviews. •Operational Management Qualifications: •Bachelor’s Degree is required, JD, MBA or Master’s Degree is preferred •Knowledge of U.S. Banking regulations and compliance practices, compliance testing and/or auditing processes and practices •CAMS Certification is preferred but not required Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!