Hiring: Information Barrier Surveillance Lead Analyst Company: TD Location: New York, NY Job Posted Time: 2026-09-12 13:44:49 Target Skills & Keywords : Capital Markets, Equities, Risk Management About the job Experience: •5-7 Years of related experience •Together, we are reimagining what banking can be for our clients, colleagues and communities. •We’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we’re committed to providing the support our colleagues need to thrive both at work and at home. •Colleague Development •If you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Required Skills: •Consistently exercise discretion in managing correspondence, information and all matters of confidentiality; escalate issues where appropriate •Be knowledgeable of practices and procedures within own area of responsibility and keep abreast of emerging trends for own functional area •Protect the interests of the organization – identify and manage risks, and escalate non-standard, high-risk activities as necessary •Conduct reporting and / or meaningful analysis at the functional or enterprise level using results to draw conclusions, make recommendations, assess the effectiveness of programs/ policies/ practices •Monitor service, productivity and assess efficiency levels within own function and implement continuous process / performance improvements where opportunities exist •Acquire and apply expertise in the discipline, provide guidance and direction to others •Identify, recommend and effectively execute standard practices applicable to the discipline •Adhere to internal policies/procedures and applicable regulatory guidelines Qualifications: •Undergraduate degree required •Relevant professional designations such as FINRA Certified Compliance Officer Program •Basic knowledge of trade surveillance is required •5+ years of experience trade surveillance with specific focus on Information Barrier Surveillance preferred •Surveillance experience at peer firm or regulator is preferred •Knowledge of the US markets and regulations, particularly in relation to Information Barrier Surveillance (knowledge of global markets is a plus) •Bachelors degree or progressive work experience Compensation: •$150,000 - $180,000 / year •Competitive benefits and rewards package •Equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!