Hiring: Head of Trade Surveillance and Best Execution Company: tastytrade Location: Chicago, IL Job Posted Time: 2026-09-12 11:55:56 Employment Type: Hybrid Target Skills & Keywords : SQL About the job Experience: •7-10 years of experience in broker-dealer trade surveillance, best execution, trading operations, or trade compliance. •10 years of experience in broker-dealer trade surveillance, best execution, trading operations, or trade compliance. Required Skills: •Own the end-to-end best execution and trade surveillance program for the broker-dealer, helping the business meet regulatory expectations while supporting scalable growth. •Work closely with Trading Desk, Operations, Compliance, Technology, and Finance to design controls, analyze execution quality, and resolve complex trading issues. Qualifications: •Bachelor's degree in Economics, Business, Finance, Accounting, or related field (or equivalent work experience). •FINRA Series 4,7,24, and 63 (or equivalents). •Strong working knowledge of FINRA Rules 5310 and 3110, SEC execution and reporting rules, and broker-dealer supervisory frameworks. •Demonstrated capacity to interpret complex trading and venue data, communicate findings clearly in writing and verbally, and influence stakeholders across trading, operations, risk, legal, and compliance. •High integrity, attention to detail, and a control mindset, with comfort working in a fast-paced, regulated trading environment and managing competing priorities. •15-20% of base salary based on individual and company performance •IG North America is home to tastytrade, tasty live •Our office is in the West Loop - Chicago's growing center of tech, great cuisine, and high-end bars. Compensation: •$170,000 - $190,000 / year Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!