Hiring: Head of Clearing Risk Company: Social Capital Resources Location: Tampa, FL Job Posted Time: 2026-09-16 11:40:39 About the job Experience: •8+ years of relevant risk experience Required Skills: •Daily monitoring of net capital, excess net capital, liquidity, and clearinghouse requirements •Development and monitoring of Early Warning Indicators (EWIs) •VaR, stress testing, and scenario analysis •NSCC, DTC, OCC, and settlement liquidity exposure •Client, correspondent, counterparty, and concentration risk •Capital forecasting and assessment of whether the firm has sufficient resources to support current and projected clearing volumes •Establishing risk limits, escalation thresholds, and management reporting •Working closely with the CEO, FINOP/CFO, Clearing Operations, Compliance, and Treasury Qualifications: •Financial Services Firm in Tampa, Florida is seeking a Director of Clearing Risk •Meaningful experience working at a U.S. clearing broker or self-clearing broker-dealer •In-depth knowledge of SEC/FINRA net capital requirements, clearinghouse margin/deposit requirements, liquidity risk, and broker-dealer market risk •Senior enough to independently challenge the business and escalate risk issues to executive management Compensation: •$225,000 - $275,000 / year Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!