Hiring: Fund Compliance, Associate Director Company: PINE Advisor Solutions Location: Denver, CO Job Posted Time: 2026-09-11 18:05:00 Target Skills & Keywords : Chef, Compliance, HBase About the job Required Skills: •Prepare and review CCO reports and other compliance deliverables for complex registered fund structures •Complete annual policy and procedure reviews in accordance with Rule 38a-1 under the Investment Company Act of 1940 •Establish and/or update key compliance program elements for registered funds, including compliance calendars, compliance manuals, and codes of ethics •Conduct annual due diligence reviews of registered fund service providers, including investment advisers, administrators, transfer agents, and distributors •Assist with regulatory examinations of registered fund compliance programs conducted by the SEC and serve as a primary reviewer of examination response materials •Assist in the development, maintenance, and ongoing review of compliance policies and procedures •Stay informed of regulatory developments affecting registered funds and assist in developing and implementing updated policies and controls •Develop and maintain registered fund risk assessment and risk analysis programs •Monitor ongoing communications with fund service providers and ensure appropriate resolution or escalation of issues raised •Leverage AI and emerging technologies to support and enhance research, drafting, review workflows, knowledge management, and compliance oversight, while applying sound judgment, quality control, and firm governance standards •Identify, design, and implement scalable, technology-enabled solutions, inclu Compensation: •$80,000 •$120,000 Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!