Hiring: Financial Controller Company: Oliver James Location: New York, NY Job Posted Time: 2026-09-15 11:49:52 Employment Type: Hybrid About the job Experience: •6-10 years of experience within the Banking/Broker-Dealer/Financial Services sectors. •10 years of experience within the Banking/Broker-Dealer/Financial Services sectors. Required Skills: •Lead financial control and regulatory reporting, acting as a key advisor to partners and ensuring compliance and accurate data. •Maintain the integrity of broker-dealer records, ensuring capital adequacy and regulatory standards, and proactively managing risk. •Deliver timely, accurate regulatory and management reporting for US Global Markets, supporting transparency and confidence. •Supervise month-end close, ensuring accurate financials and robust local controls. •Build partnerships with auditors, regulators and compliance teams, taking ownership of remediation and FINOP duties. •Develop and inspire a high-performing Finance team, driving innovation, automation and collaboration to add new value. Qualifications: •Financial acumen and hands-on experience with financial control and regulatory reporting. •In-depth knowledge of broker-dealer regulations, including FINRA Series 27 and Net Capital Rule 15c3-1. •Proven experience in financial controls and reporting within regulated environments. •Knowledge of banking products and markets, with a track record of reporting for FINRA/SEC organisations. Compensation: •$180,000 - $230,000 / year Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!