Field Supervision Director - Primary
Edward Jones - St Louis, MO
Hiring: Field Supervision Director - Primary Company: Edward Jones Location: St Louis, MO Job Posted Time: 2026-09-10 13:06:44 Target Skills & Keywords : Regulatory Compliance, Series 7 About the job Required Skills: •Enforce firm and regulatory compliance rules and policies for assigned Branch Teams. •Prevent, detect, and mitigate risk to clients, the firm, and Branch Teams by examining client account activity, identifying suitability concerns, and evaluating Branch business. •Judgment making is evidenced in supervisory records and subject to regulatory scrutiny. •Partner with leadership to provide input and guidance on establishing and maintaining firm WSPs. •Advance knowledge and expertise of industry regulations and firm policies. •Consultant on firm offered products, asset allocation strategies, and investment solutions for clients, to ensure alignment with industry regulation and firm investment philosophy. •Guide Branch Teams in building a successful and compliant business. •Influence and drive discussion on compliance topics with Branch Teams, Regions, and various stakeholders across the firm. Qualifications: •Series 7 license required that is currently active and held for a minimum of one year •Series 9, 10, 24, and 66 licenses are required or must be obtained within 4 months of hire Compensation: •$74,600 - $122,800 / year Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!