Field Supervision Director - Investment Advisory
Edward Jones - Tempe, AZ
Hiring: Field Supervision Director - Investment Advisory Company: Edward Jones Location: Tempe, AZ Job Posted Time: 2026-09-16 18:06:44 Target Skills & Keywords : Regulatory Compliance, Series 7 About the job Required Skills: •Guide Branch Teams in building a successful and compliant fee-based business. •Identify trends and patterns in branch and client advisory transactions to establish appropriate action. •Effectively communicate choices that have firm and regulatory implications for clients, Financial Advisors, and Branch Office Administrators •Consultant on fee-based business to ensure compliance with industry regulations and firm policies with a focus on Investment Advisory programs •Influence and drive discussion regarding fee-based business with Branch Teams, Regions, and stakeholders across the firm. •Represent the firm through direct contact with clients to discuss advisory business and confirm understanding of risks and benefits in relation to industry regulation and firm investment philosophy. •General understanding of compliance or industry experience •Candidates that live within a commutable distance from our Tempe, AZ and St. Louis, MO home office locations are expected to work in the office four days per week.* Qualifications: •Series 7 license required that is currently active and held for a minimum of one year •Series 9, 10, 24 and 66 licenses are required or must be obtained within 4 months of hire •Bachelor's degree in business-related field Compensation: •$74,600 - $122,800 / year Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!