Director, Regulatory Practices - Enterprise Services Risk Operations
Capital One - Richmond, VA
Hiring: Director, Regulatory Practices - Enterprise Services Risk Operations Company: Capital One Location: Richmond, VA Job Posted Time: 2026-09-09 17:56:44 Employment Type: Full-time Target Skills & Keywords: Regulatory Practices, Risk Management, Regulatory Engagements, Regulatory Reporting, Process Management, Project Management, Internal Audit, Financial Services, Regulatory Agencies, People Management, Stakeholder Management, Critical Thinking, Communication, Risk Intelligence, Control Gaps, Remediation, Regulatory Policy, Banking, Cyber Security, Risk Certifications Experience: - At least 7 years of experience in Risk Management, Process Management, Project Management, or a combination of these - At least 7 years of experience working with regulatory agencies, financial services institutions, consulting, or internal Audit - At least 3 years of experience in people management - Preferred: 4+ years of people management experience - Preferred: 8+ years of experience in Risk Management, Process Management, Project Management, or a combination of these - Preferred: 10+ years of experience working with regulatory agencies, financial services institutions, consulting, internal Audit, technology, or cyber security - Preferred: 8+ years of experience supporting integrated projects or programs where both internal senior leaders and external stakeholders are your customers - Preferred: 8+ years of experience working for a regulatory body Required Skills: - Understanding of the regulatory environment and relevant financial services regulatory agencies - Ability to closely follow regulatory policy and related developments in banking and financial services - Understanding of risk management practices as it relates to financial services - Strong critical thinking, written, and verbal communication skills - Ability to interact with senior leaders and stakeholders across the organization - Ability to thrive in a dynamic, fast-paced environment where priorities often change - Regulatory engagement planning, management, and reporting - Regulatory reporting and key updates for senior management - Documentation and quality assurance review of evidence prior to submission to examiners - Proactive regulatory intelligence and insight into upcoming engagements - Readiness assessment of end-to-end processes to identify control gaps, weaknesses, potential issues, and emerging risks - Oversight and review of regulatory responses across the full lifecycle - Monitoring remediation efforts and corrective actions of findings and risks - Driving consistency and automation in reporting and processes - Coordination of timely and accurate responses to inquiries, requests, and reporting requirements issued by regulatory bodies Qualifications: - Bachelor's Degree or military experience - Risk Certifications (CRISC, CISM, CRCM, CIPP, or ABA Risk Management Certification) preferred - Note: Capital One will not sponsor a new applicant for employment authorization for this position Compensation: - McLean, VA: $230,400 - $263,000 - Richmond, VA: $209,500 - $239,100 - Eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI) - Comprehensive, competitive, and inclusive set of health, financial and other benefits Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don’t miss this opportunity to join a forward-thinking team!