Director of Investment Operations
Radiant Capital - Birmingham, AL
Hiring: Director of Investment Operations Company: Radiant Capital Location: Birmingham, AL Job Posted Time: 2026-09-16 19:42:01 Target Skills & Keywords : CFP, Financial Planning, Project Management, Regulatory Compliance, Risk Management, Series 7, Wealth Management About the job Required Skills: •· Lead day-to-day investment operations, including direct-to-fund activities and related operational workflows. •· Design, implement, and continuously improve scalable processes, automation initiatives, and service models. •· Oversee account administration, maintenance, cashiering, disbursements, order processing, and client service requests. •· Provide operational reporting, performance metrics, and business insights to executive leadership. •· Coordinate business continuity planning and operational readiness efforts. •Compliance and Risk Management •· Ensure operational practices align with firm policies, regulatory requirements, and industry standards. •· Maintain required compliance records and support regulatory filings and audits. Qualifications: •· Bachelor's degree in Finance, Business Administration, Accounting, Economics, or a related field preferred. •· Strong knowledge of investment products, account administration, regulatory requirements, and operational best practices. •· Excellent organizational, communication, problem-solving, and project management skills. •· Proficiency with investment management, custodial, and client service technology platforms. •Series 7 and Series 63 licenses preferred. Candidates who do not currently hold these licenses must be willing and able to obtain both licenses within three (3) months of employment. •· Ability to work effectively across departments and manage multiple priorities in a fast-paced environment. •· Operational Leadership •Use Radiant Capital as a marketing name for doing business as representatives of Northwestern Mutual. Northwestern Mutual Private Client Group is a select group of Northwestern Mutual advisors and representatives. Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!