Hiring: Director, Global Head of Communications Surveillance Company: TD Location: New York, NY Job Posted Time: 2026-09-12 13:44:49 Target Skills & Keywords : Capital Markets, Equities, Product Management, Quality Assurance, Risk Management About the job Experience: •Extensive experience in communications surveillance •Prior experience in Markets Compliance, Surveillance, or Risk Management within a global financial institution strongly preferred. •Comprehensive expertise in market abuse risk, insider trading, and communications‑based misconduct •Demonstrated experience leading large‑scale surveillance programs, regulatory remediation, and program transformation initiatives •Proven senior leadership capability with strong judgment, executive presence, and regulatory credibility Required Skills: •Establish and maintain a single global operating model for GTS Communications Surveillance, including consistent procedures, escalation pathways, quality standards, and governance frameworks. •Own and execute the global GTS Communications Surveillance strategy and multi‑year roadmap, including program modernization, remediation, and enhancement initiatives. •Act as the global decision owner for GTS Communications Surveillance policies, procedures, surveillance frameworks, and standards. •Ensure alignment with the firm’s Global Compliance Operating Framework and compliance risk appetite. •Deliver a globally consistent, risk‑based communications surveillance program that meets regulatory expectations across jurisdictions and businesses. •Oversee surveillance coverage across electronic, and available communications channels, ensuring appropriate control design and effectiveness. •Ensure surveillance alerts are reviewed, escalated, and dispositioned in accordance with defined global standards and governance. •Partner with Technology, Product Management, and third‑party vendors to drive platform strategy, data integrity, completeness, and operational resilience of surveillance capabilities. Qualifications: •Bachelors degree or progressive work experience Compensation: •$185,000 - $225,000 / year •Competitive benefits and rewards package •Equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!