Hiring: Director, Control Room Compliance Company: RBC Location: San Francisco, CA Job Posted Time: 2026-09-10 07:42:04 Employment Type: Full-time About the job Required Skills: •Review research notes / reports submitted to the Control Room by Supervisory Analysts for review and approval of content against the Watch / Restricted Lists •Restricted List: daily updating and monitoring of the Restricted List •Watch List: daily updating and review of the Watch List – additions, deletions and obtain updates from Investment Banking •Real-time Support •Advise Research and Sales & Trading of restrictions and corresponding permissible activities •Coordinate with Investment Banking regarding deal announcements, advise on questions regarding the Watch and Restricted Lists •Information Barriers Surveillance, Monitoring and Testing •What do you need to succeed? Qualifications: •Demonstrated capacity to work independently while also being able to work effectively in a team environment •What’s in it for you? •We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual. •A comprehensive Total Rewards Program include competitive compensation and flexible benefits, such as 401(k) program with company-matching contributions, health, dental, vision, life, disability insurance, and paid-time off. •Leaders who support your development through coaching and managing opportunities. •Demonstrated capacity to make a difference and lasting impact. •Work in a dynamic, collaborative, progressive, and high-performing team. •Opportunities to do challenging work. •Opportunities to build close relationships with clients. •The expected salary range for this particular position is $160,000-$260,000, depending on your experience, skills, and registration status, market conditions and business needs. Compensation: •$160,000 - $260,000 / year •Flexible work environment (work from home / hybrid options) Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!