Hiring: Director, Compliance & Control (Fixed Income and Buy-side Trading Solutions) Company: BNY Location: New York, NY Job Posted Time: 2026-09-11 11:36:32 Target Skills & Keywords : Capital Markets, Fixed Income, Regulatory Compliance About the job Experience: •10 years of regulatory compliance experience and current knowledge with focus on capital markets, including fixed income securities. •At least 10 years of regulatory compliance experience and current knowledge with focus on capital markets, including fixed income securities. Required Skills: •We’re seeking a future team member for the role of Director to join our Markets Compliance team, covering Fixed Income and Buy-side Trading Solutions. This role is located in New York City. •Provide real-time advisory compliance support to lines of business and support staff so they may conduct their business in accordance with FINRA Broker-Dealer, NFA Introducing Broker, and Bank regulations. •Advise and provides guidance for establishing a reasonably designed supervisory framework •Prepare and update Compliance policies, and guidance for business owned documentation, including written supervisory procedures. •Proactively engages with Compliance, Legal, and business colleagues to enhance the overall Compliance framework. •Provide guidance on and remain up to date on regulatory developments and industry best practices. •Interface with regulators, internal audit, and compliance testing teams during related examinations and/or audits for coverage areas. •At least 10 years of regulatory compliance experience and current knowledge with focus on capital markets, including fixed income securities. Qualifications: •Bachelor’s degree Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!