Director, Compliance Advisor
Capital One - New York, NY
Hiring: Director, Compliance Advisor Company: Capital One Location: New York, NY Job Posted Time: 2026-09-16 07:56:44 Employment Type: Full-time Target Skills & Keywords : Compliance Advisory, Compliance Management Program (CMP), Risk Management, Consumer Protection, Regulatory Compliance, Privacy, Fair Lending, AML, Legal, Audit, CFPB, OCC, FRB, Online Retail, Affiliated Marketing, Financial Services, People Management, Stakeholder Management, Regulatory Engagement, Cross-functional Collaboration Experience: - At least 8 years of experience in compliance, legal, risk management, or regulatory roles within affiliated marketing, online retail, or financial services - At least 5 years of experience supporting, partnering, and interacting with business clients - Preferred: 12+ years of experience in legal, compliance, risk management, or regulatory roles - Preferred: 5+ years of people management experience - Preferred: 2+ years with a domestic or international consumer protection regulator (e.g., state AGs, FTC, or international equivalents) Required Skills: - Strong business judgment and ability to evaluate complex, multi-dimensional situations to formulate appropriate recommendations - Deep subject matter expertise in relevant laws and regulations, with ability to monitor emerging consumer protection trends and regulatory changes domestically and internationally - Highly developed interpersonal and communication skills, with ability to build consensus and influence senior leadership - Ability to oversee development and execution of the Compliance Management Program (CMP) - Experience challenging adequacy of controls and facilitating corrective actions for process breakdowns - Ability to build partnerships with internal risk advisors (Legal, Privacy, Risk Management) and represent the organization in engagements with external regulators (CFPB, OCC, FRB) - Track record of achieving short- and long-term goals in a fluid, matrixed environment - Understanding of technology, analytics, and automation to drive error-free execution from a second-line perspective - High degree of emotional intelligence and ability to foster good team dynamics Qualifications: - Bachelor's degree or military experience - Preferred: Advanced degree (JD, MBA, or MA) or Certified Regulatory Compliance Manager (CRCM) certification - Capital One will not sponsor a new applicant for employment authorization for this position Compensation: - McLean, VA: $206,000 - $235,100 - New York, NY: $224,800 - $256,500 - Richmond, VA: $187,300 - $213,700 - Eligible for performance-based incentive compensation, which may include cash bonus(es) and/or long-term incentives (LTI) - Comprehensive, competitive, and inclusive health, financial, and other benefits Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don’t miss this opportunity to join a forward-thinking team!