Hiring: Corporate and Securities Attorney Company: Cascade Asset Management Company Location: Kirkland, WA Job Posted Time: 2026-09-16 17:41:08 Target Skills & Keywords : Derivatives About the job Experience: •30 years, Cascade has built a strong track record through a fundamental, long-horizon investment approach. Cascade invests across asset classes and geographies, primarily through direct investments, as well as a select group of funds and segregated accounts. •6 years of relevant experience •At least 6 years of relevant experience Required Skills: •Closely partner with Cascade’s investment team to provide strategic, holistic, and portfolio-informed advice with respect to public and private investments in multiple industries and jurisdictions worldwide, including minority and controlling interests in operating companies and funds •Develop an in-depth understanding of our portfolio and operations to deliver cross-functional solutions across a range of complex global rules and regulations •Analyze and prepare U.S. filings, including Schedules 13D/G, Form 13F, Form 13H, Forms 3, 4, and 5, Form 144, and Hart-Scott-Rodino Premerger Notification and Report Form, as well as comparable foreign filings •Analyze and address MNPI concerns and manage our employee trading policy •Analyze and address public company governance matters, including D&O questionnaires and related disclosures •Monitor public company positions for ownership thresholds, disclosure obligations, trading windows, and other issuer- or security-specific restrictions •Partner with the trading desk and investment services team on day-to-day trade support, including pre-trade issue spotting, trade-clearing, trading restrictions, and post-trade legal and regulatory follow-up •Design, maintain, and improve internal tools, processes, and reference materials used to support trading and public company portfolio monitoring, including restricted trading lists, legal watch lists, portfolio reports, and order-management system restrictions or warnings Qualifications: •J.D. degree, with at least 6 years of relevant experience •Excellent legal training and judgment, including significant law firm experience •In-house experience with an investment organization or public company is a strong plus •Substantive knowledge of laws and regulations applicable to securities and other investment products, including the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, and others •Substantive knowledge of other regulatory issues relevant to a complex global portfolio (e.g., HSR, FCPA, industry regulations, etc.) •Curiosity about emerging technologies, including AI, and an eagerness to apply them thoughtfully and responsibly in a legal environment •Demonstrated capacity to foster and maintain valued and respected relationships both internally and externally at all levels, and to cultivate a positive and productive team dynamic •Exemplary written and oral communication skills, with the ability to succinctly translate legal principles into practical and actionable business use •Intellectual curiosity, with a growth mindset and eagerness to stretch outside your comfort zone, learn new areas of expertise, and broaden your skill set •Problem solver who takes initiative in looking over the horizon in anticipation of opportunities, new developments, and challenges Compensation: •$300,000 - $325,000 / year Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!