Hiring: Corporate Actions Associate Director (Mandatory) Company: The Depository Trust & Clearing Corporation (DTCC) Location: Tampa, FL Job Posted Time: 2026-09-16 17:41:52 Employment Type: Remote Target Skills & Keywords : Capital Markets, Risk Management About the job Experience: •8 years of experience in Corporate Actions, Asset Servicing, Securities Operations, Custody Operations, Capital Markets Operations, Wealth Operations, Brokerage Operations, or related financial services environments, including at least 3 years of people leadership experience. •Minimum 8 years of experience in Corporate Actions, Asset Servicing, Securities Operations, Custody Operations, Capital Markets Operations, Wealth Operations, Brokerage Operations, or related financial services environments, including at least 3 years of people leadership experience. Required Skills: •Manage the accurate and timely processing of Corporate Actions events, including Mandatory Reorganizations such as mergers, reverse stock splits, bankruptcies, mandatory exchanges, name changes, and related securities lifecycle events. •Drive achievement of departmental KPIs and service commitments, including processing timeliness, announcement accuracy, exception aging, entitlement allocation, client inquiry response, control execution, and operational quality. •Monitor high-risk and high-value events, critical deadlines, aged exceptions, position discrepancies, agent funding or delivery issues, and other operational exposures. Ensure timely escalation, ownership, and resolution. •Make well-informed, effective, and timely decisions using operational data, trend analysis, and subject-matter expertise while considering client, financial, regulatory, and operational impacts. •Strengthen accountability for measurable, high-quality results by establishing clear ownership, monitoring performance against defined targets, and implementing sustainable corrective actions. •Use data and root-cause analysis to identify recurring exceptions, processing errors, manual touchpoints, capacity constraints, and control weaknesses. Implement improvements that reduce risk and improve efficiency. •Oversee the completeness, accuracy, and timeliness of event announcements, entitlement processing, securities and cash movements, agent communications, position adjustments, and associated reporting throughout the event lifecycle. •Review and enhance the control environment by assessing control effectiveness, evaluating trends, challenging recurring issues, and ensuring audit, compliance, and risk-management actions are completed on time. Qualifications: •Demonstrated experience leading operational teams responsible for Corporate Actions, securities servicing, event management, entitlement processing, settlements, asset servicing, or related operational functions. •Proven ability to lead teams, drive operational excellence, and influence outcomes across multiple stakeholder groups. •Bachelor's degree (preferred) or equivalent experience •Direct experience managing or leading Mandatory Reorganizations, Corporate Actions, Asset Servicing, Securities Event Management, Entitlements, or Depository Operations. •Knowledge of mergers, bankruptcies, exchanges, stock splits, name changes, and other securities processing events as well as proxy and issuer services •Highlight the expected benefits of new actions and strategies to help others understand and adapt to change •Foster a culture in which honesty and transparency are expected •Proactively seek feedback from others regarding personal performance and leadership effectiveness •Ensure regular feedback is constructive, specific, and behaviorally focused •Support an inclusive environment in which individuals are respected and recognized for their contributions Compensation: •Flexible work environment (work from home / hybrid options) •Paid Time Off and Personal/Family Care, and other leaves of absence when needed to support your physical, financial, and emotional well-being Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!