Hiring: Compliance Operations Associate Company: The Voleon Group Location: Berkeley, CA Job Posted Time: 2026-09-13 12:46:01 Target Skills & Keywords : AI, Machine Learning About the job Experience: •2-5 years of experience with demonstrated talent in professional endeavors •5 years of experience with demonstrated talent in professional endeavors Required Skills: •Manage the preparation of key regulatory filings (e.g., EU Short Reporting, Forms 13H and 13F, various CFTC and NFA filings, state "Blue Sky" filings and others) •Review critical reports that would indicate the need to make a regulatory filing •Assist with the day-to-day administration of the firm's Code of Ethics software system for employee compliance, which includes personal trading by employees and other access persons, various periodic certifications by employees and other documentation, etc. •Operate as secretary for various supervisory committees Qualifications: •Prior experience in compliance, investment management (particularly work with registered investment advisers), or paralegal work is preferred •Bachelor’s degree, strong preference for finance or accounting •Authorization to work in the United States •“Friends of Voleon” Candidate Referral Program Compensation: •$100,000 - $105,000 / year Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!