Compliance Officer

InspereX - Delray Beach, FL

Hiring: Compliance Officer Company: InspereX Location: Delray Beach, FL Job Posted Time: 2026-09-10 13:26:40 Target Skills & Keywords : Fixed Income, Microsoft Excel, Microsoft Office, Microsoft PowerPoint, Risk Management, Series 24, Series 7 About the job Experience: •5 years of financial services industry experience, preferably in a compliance-related and/or regulatory role and with a FINRA-registered broker-dealer and/or regulator. •Minimum 5 years of financial services industry experience, preferably in a compliance-related and/or regulatory role and with a FINRA-registered broker-dealer and/or regulator. Qualifications: •·        Minimum 5 years of financial services industry experience, preferably in a compliance-related and/or regulatory role and with a FINRA-registered broker-dealer and/or regulator. •·        Bachelor’s degree or equivalent in finance, business administration or related field. •·        Series 7 (GS) registration required; must be willing to obtain Series 24 (GP) registration as well. •·        Self-motivated and assertive professional, with a bias for action, who will take ownership of their work, think strategically, and have good instincts and judgment regarding when to escalate matters and involve others. •·        Well organized, detail-oriented, and excellent oral and written communication skills. •·        Strong interpersonal skills, with a strong presence and team building skills. •·        Strong critical thinking skills with the ability to investigate, research, and resolve problems and concerns. •·        Ability to work in a dynamic environment, multi-task effortlessly and manage competing priorities under demanding deadlines. •·        Desire and ability to collaborate in a team environment across departments and seniority levels while employing professionalism and collegiality is essential for the purposes of achieving and sustaining the firm’s compliance program goals and objectives. •·        High degree of integrity and reliability is a must. Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!