Hiring: Compliance Officer, Control Room Company: Jefferies Location: New York, NY Job Posted Time: 2026-09-12 11:42:52 Employment Type: Full-time About the job Experience: •6+ years’ experience working in a Compliance Department, including 3+ years working in a Control Group Required Skills: •Advise on information barriers, wall crossing procedures, sensitive information and need to know policies. •Review research reports to identify, evaluate, and resolve issues related to the publication of Research product. •Advise Research Analysts and Investment Bankers regarding Compliance issues related to Research product and Investment Banking transactions. •Chaperone communications between Research Analysts and Investment Bankers. •Maintain the Firm’s Watch and Restricted List and determine appropriate levels of restrictions and research quiet periods. •Stay abreast of relevant changes to rules/regulations and work with relevant departments to implement policies and procedures or other controls necessary. •Support regulatory inquiries and/or examinations and provide timely responses to the requests. •Participate in additional projects to enhance efficiencies, identify and mitigate Compliance risk, and implement technological solutions. Qualifications: •Analyze and review potential transactions to facilitate Investment Banking conflict clearance process. Compensation: •$175,000 - $200,000 / year Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!