Compliance Manager
Cyperus Group LLC - New York City Metropolitan Area
Hiring: Compliance Manager Company: Cyperus Group LLC Location: New York City Metropolitan Area Job Posted Time: 2026-09-15 11:41:14 Target Skills & Keywords : Regulatory Compliance, Stakeholder Management About the job Experience: •6+ years of compliance experience with an SEC-registered investment adviser, exempt reporting adviser, and/or regulated investment business. Required Skills: •Develop and maintain compliance policies, procedures, and controls for investment management activities. •Oversee regulatory and compliance filings and support regulatory inquiries. •Monitor legal and regulatory developments and assess their impact on the business. •Conduct risk assessments and risk-based compliance testing; recommend and implement enhancements. •Support securities offering, governance, investor, and operational due diligence requirements. •Develop and deliver compliance training. •Maintain required compliance and corporate records. •Partner with Legal, Compliance, Risk, and business teams globally to promote consistent and effective practices. Qualifications: •We are seeking an experienced compliance professional to lead the compliance program for a specialized third-party capital management business within a global financial services organization. •Strong knowledge of securities and asset management regulations. •Operational familiarity with the Investment Advisers Act and related securities, investment company, and commodities regulations. •In-depth knowledge of compliance risk and ability to develop pragmatic solutions. •Excellent communication, collaboration, and stakeholder management skills. •Strong attention to detail and sound business judgment. •Bachelor's degree required; advanced or professional qualifications are a plus. Compensation: •$145,000 - $175,000 / year Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!