Hiring: Compliance, GBM Public Compliance -Equities, Custody Solutions, Associate Company: Goldman Sachs Location: New York, NY Job Posted Time: 2026-09-16 16:41:50 Target Skills & Keywords : Equities, Fixed Income, HTML, Risk Management About the job Experience: •3+ years of Compliance, Legal, Regulatory or Financial Services industry experience Required Skills: •Provide day-to-day line Compliance coverage for the Global Banking & Markets Equities Custody Solutions businesses including coverage of Custody Solutions Sales, Client Services, Trading Services, Product Development and Operations teams •Advise on how to conduct the firm’s business particularly focused on Custody Solutions client activity in a manner that complies with the vast array of rules, regulations, and regulatory expectations •Assess new business initiatives and coordinate with interested stakeholders to support the firm’s overall governance framework •Represent Compliance in broad-based cross-divisional projects supporting regulatory requirements •Develop, draft and maintain Compliance policies and procedures outlining firm requirements, regulations and best practices •Create and implement Compliance training programs for Equities/Custody Solutions professionals •Assist with regulatory examinations, audits and inquiries •Perform oversight of surveillances and programmatic reviews to assess Compliance risks and breaches Qualifications: •Bachelor’s Degree •Knowledge of rules and regulations governing broker-dealers, swap dealers, and other regulated financial services entities •Regulatory experience within the Equities or Custody Solutions based businesses a plus •Understanding of equities, fixed income market conventions preferred •Excellent communications skills (oral and written) that demonstrate control-side empowerment •Proven ability to handle and prioritize multiple tasks simultaneously and work under pressure •We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html •© The Goldman Sachs Group, Inc., 2023. All rights reserved. Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!