Hiring: Compliance Associate (Junior) Company: D.A. Davidson Companies Location: Great Falls, MT Job Posted Time: 2026-09-03 11:17:33 Employment Type: On-site Target Skills & Keywords : Capital Markets, Financial Planning, Microsoft Office, Wealth Management About the job Required Skills: •Performs data collection in accordance with branch examination program requirements and helps analyze collected data to identify irregularities, trends, and patterns •May accompany Compliance Examiners, both wealth management and capital markets, during onsite/virtual examinations to help evaluate compliance with Firm policies, WSPs, and industry regulations, as needed •Assists the AML Compliance Officer with transaction monitoring, as needed •Assists with the administration of customer complaints, as needed •Assists with monitoring, responding to, and/or redirecting inquiries and questions sent to the Compliance Department inbox •Additional duties and responsibilities as identified, needed, and assigned Qualifications: •Assists with the administration of associate disclosures including OBAs, PSTs, OIAs and political contributions, and semiannual and annual certifications in Comply Compensation: •Competitive benefits and rewards package Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!