Compliance Analyst

Principal Financial Group - Des Moines, IA

Hiring: Compliance Analyst Company: Principal Financial Group Location: Des Moines, IA Job Posted Time: 2026-09-17 00:52:39 Target Skills & Keywords : CPT About the job Experience: •2+ years working with insurance regulators. •2+ years in compliance testing, auditing or risk assessment. Required Skills: •Assist business partners and compliance leadership with legal, regulatory, and operational issues. •Assist with targeted testing across both life and disability insurance products. •Prepare and submit timely regulatory reports and filings to relevant authorities as required. •Respond to requests for information relating to regulatory examinations, surveys, and inquiries. •Analyze compliance data and provide insights to drive informed decision-making. •Partner cross-functionally with cross-functional teams to develop practical, risk-aware solutions. •Review and strengthen compliance controls and business processes. •Evaluate insurance operations, including SEC Rule 38a-1 assessments. Qualifications: •Knowledge of life and disability insurance regulations. •Strong analytical and communication skills, including regulatory correspondence. •Proactive mindset with a drive to improve processes. •Demonstrated capacity to build trusted partnerships across all levels of the organization. •Travel, including overnight stays, may be required periodically. •FINRA licensing may be required. •Proven experience with compliance risk testing programs. •Strong track record of navigating regulatory environments within the insurance or financial services sectors. •Demonstrated capacity to design and implement effective compliance initiatives aligned with business goals. •Skilled at balancing regulatory precision with practical, business-friendly solutions. Compensation: •$69,300 - $81,900 / year •Non-sales positions have the opportunity to participate in a bonus program Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!