Hiring: Client Associate Company: D.A. Davidson Companies Location: Omaha, NE Job Posted Time: 2026-09-12 11:17:33 Target Skills & Keywords : Microsoft Excel, Series 66, Series 7 About the job Experience: •90 years! As an employee-owned company, our success is driven by our high standards of business ethics, integrity and the belief that our Associates are our most important assets. We hope you will consider joining us! Required Skills: •Provide extraordinarily professional and courteous service managing client requests •Review, maintain and process account documents and information as well as solve complex issues and assignments related to client accounts and transactions •Assist with crafting comprehensive financial plans for current and prospective clients •Assist in developing and implementing periodic client mailings, communications and events •Facilitate the transfer of client funds and/or securities and the issuance of checks upon request •Seek to innovate and streamline processes •Provide general support, including but not limited to phone, correspondence, appointments, filing and other projects as assigned •Adherence to all branch, firm and compliance policies, procedures, rules and regulations Qualifications: •Proven ability to build client/customer relationships including excellent communication (written and verbal) and problem-solving skills •Demonstrated capacity to successfully handle multiple demands and competing priorities in a deadline-oriented environment •Strong attention to detail and accuracy including the ability to accurately perform semi-advanced math •Preference given to candidates with these current licenses: the Securities Industry Essentials (SIE) and FINRA General Securities Representative (Series 7) Exam and Uniform Securities State Law Exam (Series 66 [or Series 63/65]). If not licensed, requirement to pass all tests for the Series 7 and 66 (or 63/65) licenses within 120 days of hire •High school graduate or comparable work experience. Post-secondary education preferred •Solid technology skills (Microsoft Word, Excel and Outlook) and the desire to learn and leverage innovative technologies to optimize the client experience Compensation: •Competitive benefits and rewards package Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!