Hiring: Chief Compliance Officer - NLG Capital Company: National Life Group Location: Addison, TX Job Posted Time: 2026-09-12 13:57:22 Target Skills & Keywords : CFA, Regulatory Compliance, Risk Management About the job Experience: •10+ years of progressive compliance or legal experience in investment advisory, asset management, or private markets, including at least 10 years in a senior leadership role. •Demonstrated expertise in private credit, CLOs, structured finance, and commercial real estate investing, including oversight of Special Purpose Vehicles (SPVs). •Proven success leading compliance programs at firms managing both public and private assets. Required Skills: •Strategic Compliance Leadership •Define and execute a comprehensive compliance strategy aligned with NLG Capital’s growth priorities, including private credit, CLO management, asset-backed finance, commercial real estate and other private markets. •Partner with leadership to ensure compliance frameworks enable business objectives while maintaining regulatory integrity and investor confidence. •Provide proactive guidance on compliance risks, regulatory developments, and industry trends—particularly those shaping private and alternative investments. •Build and maintain a governance framework that spans both traditional insurance investments and private asset platforms. •Regulatory Oversight & Relationship Management •Serve as the primary point of contact for the SEC and other regulatory bodies, overseeing examinations, inquiries, and communications. •Ensure the timely and accurate completion of all regulatory filings (e.g., Form ADV, Rule 206(4)-7 annual reviews) and Board reporting. Qualifications: •Bachelor’s degree in Finance, Economics, Business, or Law (required). Advanced degree (JD, MBA) or professional certifications (e.g., CFA, CAIA, IACCP) strongly preferred. Compensation: •$206,250 - $302,500 / year Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!