Business Analyst - Regulatory Reporting

Nasdaq - New York, United States

Hiring: Business Analyst - Regulatory Reporting Company: Nasdaq Location: New York, United States Job Posted Time: 2026-09-10 12:26:26 Target Skills & Keywords : CFA, SQL, Stakeholder Management About the job Experience: •3+ years of experience in regulatory reporting within banking, broker-dealer, or financial services — ideally in a business analyst, consulting, or reporting operations capacity. Required Skills: •We are seeking an experienced •This is an ideal opportunity for a regulatory reporting professional who thrives at the intersection of business, data, and technology, and who enjoys solving complex problems for sophisticated banking and broker-dealer clients. •Partner with clients to gather, analyze, and document data and reporting requirements for regulatory submissions. •Translate complex regulatory rules into clear functional specifications and configuration approaches within the Axiom platform. •Advise clients on industry best practices, implementation strategies, and process improvements across their regulatory reporting operations. •Provide subject matter expertise on U.S. regulatory frameworks, interpreting rules and guidance from the Federal Reserve, OCC, FDIC, SEC, and FINRA. •Perform data analysis, source-to-target mapping, reconciliation, and variance analysis to ensure reporting accuracy and completeness. •Support user acceptance testing, production parallel runs, and go-live activities. Qualifications: •Bachelor's degree in Finance, Accounting, Economics, Business, or a related discipline. •Strong business foundation with a solid understanding of financial products, balance sheet composition, and accounting concepts. •Technology-literate: comfortable working with large datasets, reading SQL, understanding data models, and collaborating with technical teams (deep coding expertise not required). •Excellent client-facing, communication, and stakeholder management skills. •Proven ability to interpret regulatory instructions and translate them into practical reporting solutions. •Regulatory Experience (One or More Required; Multiple Preferred) •Regulatory Capital (Basel III / Basel 3EG, RWA calculations, FFIEC 101) •U.S. Liquidity Reporting (LCR, NSFR, FR 2052a) •Broker-Dealer Reporting and Calculations (Net Capital / Rule 15c3-1, Customer Reserve / Rule 15c3-3, FOCUS reports) •Bank Holding Company and Call Reports — FR Y-9C, FFIEC 031/041, and related schedules Interested candidates, please apply directly through the job posting on company's career page or try via AI auto apply on this platform. Don't miss this opportunity to join a forward-thinking team!